Auditing 401(k) Plans
Performing 401(k) Audits
401(k) Plan Audit
The Audit Requirement
Auditor Expertise and Proficiency
Common 401(k) Audit Deficiencies
Limited Scope Audits
Economic Conditions
401(k) Plan Regulations
ERISA
DOL Monitoring
Form 5500
Fiduciary Responsibilities
New Regulations and Standards
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Kevin D. Smith, CPA, PLLC
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Office Phone
(480) 813-5777
Office Address
10201 S. 51st Street
Suite 170
Phoenix, Arizona 85044
Member of
American Institute of Certified Public Accountants (AICPA)
AICPA Employee Benefit Plan Audit Quality Center
Arizona Society of Certified Public Accountants
California Society of CPAs Peer Review Committee